1 ANNUAL REPORT July 2005 – June 2006 Executive Summary Presented to: National Science Foundation EPSCoR Program James Gosz, Program Manager Henry H. Smith Program Director VI-EPSCoR May 5, 2006 2 Introduction The U.S. Virgin Islands (USVI) received a Research Infrastructure Improvement (RII) grant from the National Science Foundation (NSF) Experimental Program to Stimulate Competitive Research (EPSCoR) in 2003. This report summarizes the activities of the second year of the program from July 2005 through June 2006. The mission of the Virgin Islands Experimental Program to Stimulate Competitive Research (VI-EPSCoR) is to promote the development of the Territory’s science and technology resources by: • conducting research on areas of scientific inquiry linked to the U.S. Virgin Islands’ economic development; • improving research infrastructure to strengthen competitiveness; • increasing participation of students in science and technology in order to build a skilled workforce; • building partnerships between government, non-governmental organizations, and the private sector to create a foundation of research and development for economic growth. VI-EPSCoR is hosted by the University of the Virgin Islands (UVI). UVI has campuses on the islands of St. Thomas and St. Croix and a field station on St. John. VI-EPSCoR is housed on the UVI St. Thomas campus. VI-EPSCoR research, educational, and outreach activities occur on St. Thomas, St. Croix, and St. John. VI-EPSCoR’s research thrust is on the Biocomplexity of Caribbean Coral Reefs (BCCR). VI-EPSCoR is supporting the development of an international center of excellence in the study of coral reef ecosystems. BCCR researchers conduct nationally competitive research in oceanography, biodiversity and ecology of the complex coastal ecosystems of the Virgin Islands. The interdisciplinary research program provides an opportunity to synthesize local research and to formulate an integrated ecosystems management approach based on scientific expertise to ensure the wise stewardship of the USVI’s marine resources. Partners include federal agencies, territorial government agencies, non- governmental organizations and local business leaders. The VI-EPSCoR RII grant supports key infrastructure investments for research which include strengthening research facilities, building the university’s information technology foundation and enhancing library resources. The volume of the territory’s other federally funded grants (primarily NSF, NIH, and Title III) related to VI-EPSCoR activities is substantial. Linkages, coordination and collaboration between these grants and infrastructure investment activities funded by the VI-EPSCoR RII grant include significant complementary infrastructure investments in facilities, information technology and libraries, as well as financial support for strengthening undergraduate education in STEM areas, for undergraduate researchers participating in VI-EPSCoR projects and for 3 research, educational and outreach activities related to the VI-EPSCoR research thrust. (Details of VI-EPSCoR research activities are included in Appendix A.) The educational focus of the VI-EPSCoR RII grant is on the development of two key graduate programs at the University of the Virgin Islands (UVI), a master’s degree in marine and environmental sciences and a master’s degree in teaching mathematics at the secondary level. The first represents a critical underpinning for growth and maturity in the research thrust on Biocomplexity of Caribbean Coral Reefs. The second addresses a critical need for development of strong Science, Technology, Engineering and Math (STEM) education in the Territory’s K-12 school system. In addition, VI-EPSCoR works closely with other federally funded programs to increase undergraduate research opportunities. VI-EPSCoR is also collaborating with other federally funded outreach programs, UVI and the Virgin Islands Department of Education to develop proposals for K-12 outreach that introduces young people to marine and environmental sciences through hands-on research experiences. The base of support for VI-EPSCoR activities is being broadened. Incubator projects in the first two years involved 14 researchers and 27 undergraduate student researchers. The most recent round of VI-EPSCoR funded incubator projects has brought in more than a dozen new researchers as well as positions for undergraduate researchers. In 2006-2007, VI-EPSCoR will strengthen its ties to federal and territorial resource management agencies and other universities through collaborations in research and in development of the proposed graduate program in marine and environmental sciences. As will be detailed in the executive summary, VI-EPSCoR is working to ensure that human and fiscal resources will be available to sustain the VI-EPSCoR program beyond the end of the initial RII grant. Incubator researchers are being mentored to build the skills and experience needed to acquire and manage large external research grants. The new graduate programs are being developed with attention to short, medium and long term financial self-sustainability. VI-EPSCoR funded positions are being shifted to regular University funding. VI-EPSCoR funds for infrastructure improvements are being actively leveraged with other federal grant monies. The VI-EPSCoR program is being positioned to play a sustainable role in strengthening the environment for research within the university and throughout the U.S. Virgin Islands. 4 Table of Contents Research Thrust: Biocomplexity of Caribbean Coral Reefs............................................... 5 Infrastructure Investments .................................................................................................. 6 Space and renovations..................................................................................................... 6 Major equipment............................................................................................................. 7 Information Technology ................................................................................................. 7 Libraries and Information Services................................................................................. 8 Strengthening Education..................................................................................................... 9 Background..................................................................................................................... 9 UVI VISION 2012 and VI-EPSCoR .............................................................................. 9 New graduate program in teaching mathematics............................................................ 9 Proposed graduate program in marine and environmental sciences............................. 10 Undergraduate research opportunities .......................................................................... 11 K-12 outreach related to the VI-EPSCoR research thrust ............................................ 11 Strengthening Research Management............................................................................... 11 Seminar Series .............................................................................................................. 11 Office of Sponsored Programs...................................................................................... 12 Project planning and management................................................................................ 12 Strategic planning ......................................................................................................... 12 Update of personnel...................................................................................................... 12 Appendices........................................................................................................................ 14 5 Research Thrust: Biocomplexity of Caribbean Coral Reefs The young VI-EPSCoR program has a single, comprehensive research thrust focusing on the Biocomplexity of Caribbean Coral Reefs (BCCR). The program offers incubator grants annually to support researchers in exploring new research directions related to the BCCR research thrust. The grants are seed funding to support pilot research, proposal development and other activities that advance a research project to the point at which it can become competitive for external funding. In the first two years of the RII grant, 2004-2005 and 2005-2006, the program funded eight VI-EPSCoR incubator grants related to the BCCR research thrust. In addition, grants from the National Science Foundation, National Institutes of Health, National Oceanographic and Atmospheric Administration, U.S. Department of Education, U.S. Geological Survey, Virgin Islands Department of Planning and Natural Resources, the Ocean Conservancy and the Nature Conservancy supported research activities related to the BCCR research thrust. As of March 2006, 14 researchers and 27 undergraduate researchers had participated in research activities related to the BCCR research thrust. (Details of proposals and grants received are included in Appendix B.) VI-EPSCoR incubator grants for 2006-2007 were awarded in April 2006. Preference was given to proposals that included evidence of: • Relevance to the BCCR research thrust • Interdisciplinary collaboration • Collaboration between university researchers and local organizations • Undergraduate research opportunities • Potential for economic impact and spillovers • Potential to attract competitive funding. After external review by members of the BCCR Advisory Board, nine incubator grants were selected for funding (including three awaiting final approval), totaling approximately $200,000. More than a dozen new researchers as well as a number of new undergraduate researchers are expected to participate in the 2006-2007 incubator projects. Collaborators from other universities and federal agencies will be included. (Details of the new incubator research projects and expected follow-on proposals are included in Appendix C.) The intention of VI-EPSCoR incubator grants is to enable researchers to develop effective proposals for external funding and to assist them in gaining experience in grants management. Toward that end, in 2006-2007, VI-EPSCoR will work with the University’s Office of Sponsored Programs to train and mentor researchers in grants management. 6 The on-going and new incubator grants should lead to significant expansion of research proposals submitted to NSF and other federal funding agencies. In 2006-2007 and 2007- 2008, VI-EPSCoR will increasingly engage in information dissemination activities as the preliminary results from these incubator studies become available and are shared with VI- EPSCoR potential partners and major stakeholders throughout the territory. Infrastructure Investments Space and renovations In the first two years of the program, existing UVI research, education, and outreach facilities on St. Thomas (MacLean Marine Science Center) and St. John (Virgin Islands Environmental Resource Station), have been renovated with VI-EPSCoR and other grant funds. As of May 2006, renovations of four research labs, one teaching lab, a compressor shed, office space and a video conference room in the MacLean Marine Science Center are nearly complete. Additional office space for postdoctoral researchers and technicians will be complete in Summer 2006. Funds from VI-EPSCoR have been leveraged with funds from UVI capital projects ($400,000) and two Title III ($135,000) grants to the University’s Center for Marine and Environmental Studies (CMES). In 2006-2007, a newly renovated conference room with VI-EPSCoR funded videoconferencing equipment was leveraged with Title III funded smart classroom tools to create a state of the art facility for teaching and outreach. As of May 2006, renovations at the Virgin Islands Environmental Resource Station are nearly complete. These include extensive renovation of research labs, construction of out- buildings for research support facilities, and reconfiguration of office space for library and computer stations. VI-EPSCoR funds have been leveraged with an NSF Field Station and Marine Lab grant ($185,000) to CMES for renovations. In early 2006 the University renovated space to house the VI-EPSCoR offices in a new permanent location on the St. Thomas campus -- for the VI-EPSCoR administrative offices as well as office space for 2-3 visiting researchers. On-going planning for facilities development includes the identification of space on the UVI St. Thomas campus to support the needs of future growth in research volume and the proposed graduate program in marine and environmental sciences. VI-EPSCoR has also initiated identification of space on the UVI St. Croix campus to house VI-EPSCoR related research, education, and outreach activities, including wetlab facilities and office space for graduate students and visiting researchers conducting field research on St. Croix. 7 Major equipment A new VI-EPSCoR funded research/dive vessel, a 30 ft Island Hopper with an inboard diesel engine, hydraulic trap hauler and electronics, was delivered to UVI in October 2005. Thus far the vessel has been used for coral reef surveys during the recent coral reef bleaching event in the eastern Caribbean and to conduct studies on grouper spawning aggregations. The research vessel will be used extensively to support current and future research projects related to the VI-EPSCoR research thrust. A computer system with three servers for high performance ocean modeling (HYCOM) has been installed and set up in collaboration with researchers from the Rosenstiel School of Marine and Atmospheric Science at the University of Miami. New Acoustic Doppler Current Profilers were deployed at three grouper and snapper spawning aggregation sites, in a study to predict the regional synchrony of spawning activity and the direction of transport of eggs and larvae using a computer model designed to calculate current patterns. A new Acoustic Wave and Current profiler is being used in a pilot project to measure wave heights and surface conditions in coastal Virgin Islands waters. VI-EPSCoR investments in new equipment were leveraged by Title III funds used to purchase nine compound and nine dissecting microscopes, a video imaging system for instruction and two fume extractors for a CMES teaching and research lab. Information Technology VI-EPSCoR goals for information technology (IT) infrastructure improvements at UVI to support research include improving intranet and internet capacity to deliver 100Mb capacity at the desktop for all researchers, establishment of DS3 connectivity to the Internet, and ultimately the acquisition of Internet2 connectivity, to enhance research capabilities and collaborations. In 2005-2006, VI-EPSCoR supported a security assessment of the UVI network, the development of a disaster recovery and business continuity plan, and the development of a new network design with a 1 gigabit capacity backbone. Since September 2005 the main UVI Internet connection has been upgraded from two-thirds of a T1 line to four T1 lines -- with financial support from VI-EPSCoR and in-kind support from providers. The proxy connection on the UVI St Croix campus has been upgraded from 512 KB to 3 megabytes. This capacity provides for redundancy as well as allowing adequate resources to the University until the business plan for Internet2 capabilities is complete. UVI expects to upgrade to a DS3 connection that will connect the University to Internet2 by 2008. UVI’s IT department is also working with CMES and VI-EPSCoR to provide high speed internet connectivity at UVI’s remote field station on St. John. 8 Proposed plans in 2006-2007 include Phase 2 of the University’s Banner upgrade project at $225,000 and bringing wired/wireless access to classrooms on both campuses. The classroom improvements will begin next year, at an estimated three year cost of $450,000. Faculty will be trained to use the new classroom technologies at a cost of $350,000. Library staff are receiving training in technology to better support student and faculty users. Proposals for Title III funds would support much of this cost. A Department of Homeland Security grant is being sought to implement disaster recovery recommendations and to position UVI as a leading partner with the Territory for disaster recovery operations. In 2006-2007, UVI’s IT section and VI-EPSCoR will continue to work together to further develop the University’s information technology capabilities, to develop technology plans to support growth of applied research activities, and to install project management software. Similarly, VI-EPSCoR is taking the lead in identifying the technology needs of specific projects, as they are proposed, and anticipating how to address the technical requirements of projects. Libraries and Information Services In 2005-2006, the UVI science librarians and heads of the UVI libraries on the St. Thomas and St. Croix campuses have worked with VI-EPSCoR management and researchers to strengthen library support for VI-EPSCoR research. In the first two years of the RII grant, VI-EPSCoR funds were used to purchase electronic search services that provided access to abstracts and limited access to full-text journal articles. In a series of discussions with BCCR researchers, it was agreed to discontinue those services and focus VI-EPSCoR support on delivery of rapid full-text journal access. Library staff have explored options for providing researchers with full-text access to journals relevant to the research thrust area. Two new resources are being tested: 1) an agreement with the Woods Hole Oceanographic Institute library to provide BCCR researchers with full access to the Woods Hole collections including electronic resources; and 2) document delivery services that electronically deliver full-text articles on a fee- per-document basis. The libraries have continued some of the electronic search services initially funded by VI-EPSCoR, using the UVI Library budget. In addition, institutional funds have been used to purchase key books and periodicals requested by BCCR researchers. In 2006- 2007, the Libraries have requested $60,000 of Title III funds to supplement overall journal collections and $120,000 to increase electronic search capabilities. These additional funds will further leverage VI-EPSCoR initial investments and ongoing support for enhancing library and information resources to support research and education activities. 9 Strengthening Education Background VI-EPSCoR’s educational-related activities focus on strengthening the environment for research at UVI, developing new graduate programs in teaching mathematics and in marine and environmental sciences, strengthening undergraduate research opportunities in STEM areas and K-12 educational outreach related to the VI-EPSCoR research thrust. UVI VISION 2012 and VI-EPSCoR UVI places being a learner-centered institution engaged in innovative research and responsive community service, goals of VI-EPSCoR, as principal tenets of its mission. VISION 2012, the University’s strategic plan, sets out the framework through which the University will fulfill its mission. VISION 2012 provides not only for financial support of VI-EPSCoR being a University priority but also makes provision for the role that VI- EPSCoR is expected to play in development of the University’s research infrastructure, training of future scientists and strengthening of K-12 science, technology, engineering and mathematics education in the Territory. VI-EPSCoR has been involved in the university’s strategic planning process, and will continue to help the University implement VISION 2012. For example, as part of the development of an academic master plan, the UVI Provost has initiated a committee on the integration of teaching and research faculty and the development of policy on distribution of indirect cost funds, both of which will strengthen research infrastructure and faculty competitiveness. New graduate program in teaching mathematics With support from the Virgin Islands EPSCoR program, the University of the Virgin Islands is implementing a new masters degree program in teaching mathematics to meet the professional development and training needs of secondary school teachers. The new program was approved by the university’s Board of Trustees in March 2006. The first cohort of 15-20 teachers will begin in summer 2006. The program responds to deficiencies in the teaching qualifications of mathematics teachers in secondary schools in the territory. Implementation of the new program will help the public school system meet federal and territorial requirements. The new training in teaching mathematics will create a more highly qualified and motivated workforce of mathematics teachers. Better trained teachers will provide secondary level students with the strong preparation in mathematics essential for development of a technically skilled workforce. Students with a strong K-12 foundation in mathematics are more likely to 10 pursue higher level mathematics and other STEM-related studies and research-related careers. The Virgin Islands Department of Education is very supportive of the new program, and has offered 16 full scholarships for public school teachers beginning with the first cohort in June 2006. Proposed graduate program in marine and environmental sciences An important goal of the VI-EPSCoR RII is the development and implementation of a Master’s degree program in marine and environmental sciences at UVI. The proposed Master of Science degree in Marine and Environmental Sciences will be offered through the Division of Science and Mathematics (DSM) in coordination with CMES. Establishment of the M.S. program is an important goal of the current RII grant and is included as an objective in VISION 2012, the University’s strategic plan. The proposed graduate program would provide students with skills for planning, conducting, and evaluating scientific research. It will produce a growing cadre of professionals capable of addressing topical environmental issues of the Virgin Islands and Caribbean nations. This interdisciplinary program will draw on DSM and CMES faculty as well as others, and thus will provide for integration of research and teaching elements within the university. It will also link the university with federal and territorial natural resource agencies and other bodies engaged in natural resource management and research, as well as with local K-12 schools. The addition of a M.S. program at UVI would provide the university community with graduate students capable of assisting UVI faculty as Teaching Assistants and serving as role models for undergraduate students, as well as assisting on research projects. This is an effective way to free faculty time for other obligations, including writing grants, and conducting research. An M.S. program will enhance the research climate and serve to improve UVI competitiveness in gaining federal research dollars. Graduates of the program will be qualified for academic, government, and private sector positions in science and resource management locally, regionally and nationally. A graduate program coordinator has been recruited with initial funding from VI-EPSCoR to lead the academic approval and implementation process of the program. In Summer 2006, a full proposal for the program will be finalized including curriculum and a financially sustainable business plan. The proposal will be taken through UVI approvals process in Fall 2006, and if successful, to the UVI Board of Trustees at the November 2006 meeting. When approved by the Board, the new program would commence in Fall 2007. 11 Undergraduate research opportunities VI-EPSCoR collaborates with other federally funded programs to strengthen undergraduate research opportunities in STEM areas. VI-EPSCoR incubator projects have included the participation of 27 undergraduate researchers in the first two years of the program, most of them funded by other federal grants. VI-EPSCoR sponsors the university’s Fall and Spring Undergraduate Research Symposia showcasing undergraduate research. In 2006-2007, the new coordinator for the proposed graduate program in marine and environmental sciences will be working closely with DSM and CMES to develop innovative programs to introduce undergraduate students to marine and environmental sciences. K-12 outreach related to the VI-EPSCoR research thrust VI-EPSCoR plays a facilitating role in linking UVI faculty and students, the UVI Virgin Islands Marine Advisory Service (VIMAS) and the Virgin Islands Department of Education teachers and students in educational outreach activities related to the VI- EPSCoR research thrust. In 2006-2007 VI-EPSCoR will work with UVI faculty, VIMAS staff, and K-12 teachers to develop a pilot project to introduce young people to marine and environmental sciences through activities focused on aquarium management and feet-wet research experiences. VI-EPSCoR is supporting the cost of a 270 gallon teaching aquarium for the MacLean Marine Science Center, and will facilitate development of proposals for external funding to support a larger scale K-12 aquarium management program. Strengthening Research Management Seminar Series In 2005-06, the VI-EPSCoR Seminar Series focused on strengthening the development of VI-EPSCoR Incubator Grant proposals. Topics included: • priority research directions related to the research thrust on the Biocomplexity of Caribbean Coral Reefs • effective incubator proposal development • presentation and discussion of proposals being developed for the 2006-2007 VI- EPSCoR incubator grant competition • presentation and discussion of external funding proposals from on-going incubator projects. 12 Office of Sponsored Programs The UVI Office of Sponsored Programs (OSP) works closely with the VI-EPSCoR staff to facilitate the administration of the RII grant, and also to assist and train researchers in the process of acquiring and managing grants. In 2005-2006 OSP assisted VI-EPSCoR in conceptualizing and implementing a new approach to incubator projects. The new process uses the incubator projects not only to launch interesting new research but also as a training opportunity to strengthen researchers’ skills in project design, proposal writing, and grant management. OSP participated in the development of the incubator grants Request for Proposals, which included structured submission requirements. OSP then conducted training for proposers to strengthen their understanding of the fundamental elements of preliminary proposals. OSP also provided liaison with the UVI Grants Accounting Office to help VI-EPSCoR create a realistic simulation of post-award grants management for the successful incubator proposals. In 2006-2007 OSP staff will conduct training for the incubator researchers on how to manage their incubator projects, and will assist and coach them in their dealings with Human Resources, Grants Accounting, Purchasing, etc. The goal of this activity is to enhance researchers’ abilities to seek and manage external grant funds successfully. Project planning and management In 2006-2007 VI-EPSCoR will be adopting management and accounting tools to enable more effective project oversight, including the use of project planning software integrated with the university’s enterprise-level information system and databases. As part of VI- EPSCoR’s efforts to introduce incubator researchers to best practices in research management, researchers will be trained in the use of project planning software. Strategic planning VI-EPSCoR prepared a strategic plan in consultation with the VI-EPSCoR Governing Committee and submitted it to the National Science Foundation in 2004-2005. In 2005- 2006, the strategic plan was revisited to focus it more clearly on the research thrust on the Biocomplexity of Caribbean Coral Reefs. Based on the updated strategic plan, an operational plan is being finalized which will guide efforts in 2006-2007 and 2007-2008, as well as a monitoring and evaluation plan including formative, summative and extended evaluation data to be collected for project management use and for reporting to NSF. Update of personnel Key personnel in the VI-EPSCoR program are detailed in Appendix D. 13 Dr. Henry H. Smith, VI-EPSCoR Project Director, is expected to leave the VI-EPSCoR program by the end of June 2006. Dr. Meri Whitaker, VI-EPSCoR Project Co-Director, will be taking on the duties of Project Director, and a new VI-EPSCoR Program Coordinator will be recruited. Dr. Meri Whitaker, VI-EPSCoR Program Coordinator since April 2005, was named VI- EPSCoR Project Co-Director in November 2005. Dr. Tyler Smith joined the Center for Marine and Environmental Studies in October 2005 from the Rosenstiel School of Marine Science, University of Miami. He is managing UVI’s coral reef monitoring program for the territory as well as building a collaborative research program on coral reef studies. Dr. Vanere Goodwin (Ph.D., Mathematics, SUNY-Buffalo) joined the UVI math faculty on St. Croix in Summer 2005. In addition to his teaching duties, funding from VI- EPSCoR is enabling him to lead the implementation of the new master’s degree program at UVI for secondary teachers of mathematics. Dr. Elizabeth Gladfelter of Woods Hole Oceanographic Institute completed a VI- EPSCoR funded feasibility study of a new graduate program in marine and environmental sciences. She submitted a report with her recommendations in February 2006. Dr. Sylvia Vitazkova (Ph.D., Ecology, Evolution, and Environmental Biology, Columbia University) will be joining VI-EPSCoR in May 2006 as Graduate Coordinator for the new graduate program in marine and environmental sciences. Mr. Eoghan Joyce joined VI-EPSCoR as Research Project Manager in April 2006 from East Carolina State University. He will have responsibility for managing daily research operations including grant administration, logistics, capital projects, and procurement. He will also act as internal and external liaison on issues including partnerships, permitting, compliance, and outreach. Mr. Eugene Gottlieb, Outreach Coordinator, has left VI-EPSCoR for personal reasons. Ms. Maria Dillard (M.A., Sociology, East Carolina State University) will be joining VI- EPSCoR in June 2006 to do Communications Outreach. Dr. Paul Butler-Nalin (Ph.D., Higher Education Administration and Policy Analysis, Stanford University) has joined VI-EPSCoR as consultant for planning, monitoring and evaluation. Working with the VI-EPSCoR Project Co-Director, he has responsibility for creating a monitoring and evaluation plan, identifying formative, summative and extended evaluation data to be collected for project management use and for reporting to NSF. 14 Appendices A. Other Federally Funded Projects in the Territory with Linkages, Coordination, and Collaboration with VI-EPSCoR RII Activities B. Research Projects in Years 1 and 2 Related to VI-EPSCoR Research Thrust C. New Incubator Research Projects Related to VI-EPSCoR Research Thrust D. VI-EPSCoR Personnel 15 Appendix A: Other Federally Funded Projects in the Territory with Linkages, Coordination, and Collaboration with VI-EPSCoR RII Activities Funding Source Project / Proposal Status US Dept of Ed TITLE III Institutional strengthening grant to UVI which is leveraging VI-EPSCoR RII investments in several key areas, including physical renovations, information technology, and libraries. Awarded $1,729,401 (FY06) NIH MBRS-SCORE UVI research and institutional strengthening project with two sub-projects related to VI- EPSCoR research thrust. (See Nemeth and Hall in Appendix A.) UVI will be submitting the next NIH MBRS- SCORE proposal on 10/06. Several researchers with VI-EPSCoR funded incubator grants will submit SCORE sub-proposals. VI-EPSCoR has also facilitated new research collaborations expected to lead to SCORE sub-proposals. Awarded $1,183,721 6/03 – 5/07 Proposal being developed for 10/06 USGS Sea Grant- University of Puerto Rico Virgin Islands Marine Advisory Services. Educational and outreach activities to inform and educate citizens about its ocean resources and to increase interest in and awareness of marine career opportunities in the Virgin Islands. VI- EPSCoR and VIMAS collaborate in educational and outreach activities related to the VI-EPSCoR research thrust. Awarded $118,104 2/04 – 3/06 Renewal pending NSF HBCU-UP Historically Black Colleges and Universities- Undergraduate Program (HBCU-UP). UVI project to strengthen undergraduate education in STEM areas. HBCU-UP undergraduates could participate in research projects including VI- EPSCoR projects. VI-EPSCoR and HBCU-UP cooperate to support undergraduate researchers, including funding to present research posters at UVI Undergraduate Research Symposiums. Awarded $545,035 9/05 – 8/06 (funding on annual basis) NIH MBRS-RISE Minority Biomedical Research Support-Research Initiative for Scientific Enhancement (MBRS- RISE). UVI project to strengthen undergraduate education in STEM areas by providing four years of scholarship support. MBRS-RISE funded undergraduates could participate in research projects including VI-EPSCoR projects. Awarded $1,748,586 6/01 – 5/06 Proposal pending for 6/07 NIH MARC Minority Access to Research Centers (MARC). UVI project to strengthen undergraduate education in STEM areas. Provides stipends for undergraduate researchers to participate in research projects including VI-EPSCoR projects. Awarded $257,594 (FY06) 6/92 – 5/06 Renewal pending NSF CSEMS UVI project to strengthen the foundation of undergraduate students in STEM areas of study. CSEMS funded undergraduates could participate in research projects including VI-EPSCoR projects. (Program replaced by S-STEM) Awarded $294,495 10/02 – 9/06 16 NSF S-STEM NSF Scholarships in Science, Technology, Engineering, and Mathematics (S-STEM) program for strengthening and broadening the foundation of undergraduate students in STEM areas of study. S-STEM funded undergraduates could participate in research projects including VI-EPSCoR projects. In review: $497,593 9/06 – 8/11 NSF SEAGEP South East Alliance for Graduate Education and the Professoriate (SEAGEP). Program to increase significantly the number of students receiving doctoral degrees in STEM areas, with special emphasis on underrepresented minority groups. UVI participates on subcontract from the University of Florida. SEAGEP funded undergraduates could participate in research projects including VI-EPSCoR projects. Awarded $50,000 5/06 – 2/06 NIH HRSA HCOP Health Resources and Services Administration- Health Careers Opportunities Program (HRSA- HCOP). UV project to encourage undergraduates to enter Health Careers. Provides financial support for the UVI Summer Science Enrichment Academy to strengthen preparation of high school students in STEM areas. Awarded $314,347 (FY06) 9/99 – 8/06 SBA SBDC Virgin Islands Small Business Development Center. Supports economic development ventures in the Virgin Islands. Strengthens local grant writing capacity. Awarded $500,000 (FY06) 17 Appendix B: Research Projects in Years 1 and 2 Related to VI-EPSCoR Research Thrust Funding Source Research Project / Proposal Researchers Status VI-EPSCoR incubator Molecular Phylogenetic Analysis of USVI Porites Targets for external funding: NSF Collaborative Research-Tree of Life (funded), NSF Biological Sciences Systematic Biology and Biodiversity Inventories (7/06), Research Initiation Grants (7/06), and CAREER (7/06). Romano (UVI) Marshall (Undergrad) Cuffy (Undergrad) Phillips (Undergrad) Awarded $65,000 Fall 04 – Sum 06 NSF Collaborative Research: Assembling the Tree of Life – An Integrative Approach to Investigating Cnidarian Phylogeny. UVI received this grant as a part of a multi- institution project. Romano (UVI) + Post-doc + Undergrads Awarded $90,743 (UVI portion) 10/05 - 10/10 VI-EPSCoR incubator Study of Genetic Diversity of Long- spined Black Sea Urchins to Improve Management of Caribbean Coral Reef Ecosystems Targets for external funding: NSF Biological Oceanography related to Population Connectivity in Marine Systems Specific Theme of Emphasis 2/06 and 2/07. Ketcham (UVI) Awarded $80,000 Fall 04 – Fall 06 NOAA Sector Applications Research Program A Coastal/Coral Reef Decision Support Tool with Climate Change Scenario- Testing McManus (UMiami), Ketcham (UVI), Renaud (USN ret) Submitted Jul 05 $756,000 Rejected Jan 06 VI-EPSCoR incubator Coastal Oceanography Targets for external funding: COOS (funded), NOAA Ocean.US consortium Watlington (UVI) Gentius (Undergrad) Awarded $101,000 Fall 04 – Sum 06 NOAA-University of Puerto Rico Caribbean Regional Association in support of an integrated ocean and coastal observing system (COOS) for the US-Caribbean Exclusive Economic Zone. UVI is subcontractor. Watlington (UVI) Ban (UVI) Awarded UVI 1/06 $55,000 first year, $90,000 second year, 90,000 third year DOI USGS VI WRRI Virgin Islands Water Resources Research Institute. Improving water quality research through hands-on hydrology / hydrography training Watlington (UVI) Awarded $29,800 3/05 – 3/06 University of Kopenhagen Galasia Project Watlington (UVI) Awarded $250,000 VI-EPSCoR incubator Developing a Marine Natural Products Facility at UVI Targets for external funding: MBRS-SCORE 6/06, NSF CAREER 7/06 Carroll (UVI) Purcell (Undergrad) Washington(Undergrad) Awarded $45,000 Fall 04 – Spr 06 NSF CHE- Research Acquisition of a 300 MHz NMR for Use in Research and Education. The NMR would Carroll (UVI) In review $271,400 18 Instrumentation and Facilities be used in at least two research areas related to the VI-EPSCoR research thrust. 8/06 – 7/09 VI-EPSCoR incubator Finding Descriptive Patterns with CREWS datasets. Using data mining tools to analyze Caribbean oceanographic data. Targets for external funding: NOAA Sea Grant, NSF CISE Directorate Data, Inference and Understanding Cluster Boumedine (UVI) Carty (Undergrad) Jerrold (Undergrad) Awarded $90,000 Fall 04 – Sum 06 VI-EPSCoR incubator Mesoscale Weather Modeling Project – Modeling, Analysis and Data Visualization of Local Effects of Storms Targets for external funding: NSF, NOAA D.Smith (UVI) Boumedine (UVI) Francis (Undergrad) Awarded $72,000 Fall 04 – Spr 06 VI-EPSCoR incubator Preliminary Assessment of the Relationship between Habitat and Parasite Infestation among Managed Reef Fishes of the US Virgin Islands Targets for external funding: pre-proposal approval from Oregon Sea Grant Sikkel (OSU) D.Nemeth (UVI) McCammon(Undergrad) Paul (Undergrad) Awarded $10,000 Spr 05 – Spr 06 VI-EPSCoR incubator Biophysical Modeling of Larval Fish and Invertebrate Dispersal Targets for external funding: NSF CAREER 7/06 Idrisi (UVI) LaPlace (Undergrad) Awarded Spr 05 – Fall 07 NSF CAREER Connectivity among Caribbean coral reefs Idrisi (UVI) Submitted 7/05, Rejected, In development 7/06 NSF BIO OCE Collaborative research – The Carbon Isotopic Composition of Organic Material Idrisi (UVI) Submitted 8/05, Rejected NIH SCORE Disease spread among coral populations Idrisi (UVI) T.Smith (UVI) In development 10/06 NSF BIO OCE Spatial analysis of multi-species spawning aggregation: modeling habitat use and reproductive behavior for predicting larval dispersal patterns Idrisi (UVI) R. Nemeth (UVI) In development 8/06 NOAA Sea Grant-University of Puerto Rico Determining the minimum size of fishery closures for protecting grouper spawning aggregations R.Nemeth (UVI) Awarded $145,000 3/06 – 2-/08 NMFS and VI DPNR-DF&W (#GC-PNB-027- 2003) Assessment of grouper and snapper spawning aggregations R.Nemeth (UVI) Awarded $90,000 1/03 – 3/05 NOAA International Coral Reef Conservation Program (#NA03NMF463 0329) Comparative Investigations of Red Hind Spawning Aggregations under different management regimes in USVI, BVI and Saba and Development of educational documentary on grouper and snapper spawning aggregations in the USVI R.Nemeth (UVI) Awarded $60,000 10/03 – 3/06 19 The Ocean Conservancy Development of educational documentary on Grouper and Snapper Spawning aggregations in the USVI R.Nemeth (UVI) Awarded $10,000 10/05 – 8/06 The Nature Conservancy Development of educational documentary on Grouper and Snapper Spawning aggregations in the USVI R.Nemeth (UVI) Awarded $15,000 10/05 – 8/06 NIH-SCORE (#1 S06 GM066923-01) Regional analysis of red hind breeding populations R.Nemeth (UVI) Awarded $260,361 for third year 6/03 – 5/07 The Ocean Conservancy Identification of essential fish habitat for juvenile groupers in the US Virgin Islands R.Nemeth (UVI) Awarded $10,000 11/04 - 11/06 DPNR-CZM Long-term coral reef monitoring program in the Virgin Islands – year 5 R.Nemeth (UVI) T.Smith (UVI) Awarded $72,000 2/06 – 9/06 DPNR-CZM Long-term coral reef monitoring program in the Virgin Islands – year 4 R.Nemeth (UVI) Awarded $80,000 10/04 – 9/05 NOAA Sea Grant-University of Puerto Rico (#MS-151-06) Core funding for Virgin Islands Marine Advisory Service R. Nemeth (UVI) Taylor (UVI) Ban (UVI) Awarded $126,710 3/06 – 2/08 NOAA Sea Grant-University of Puerto Rico (#MS-151-04) Core funding for Virgin Islands Marine Advisory Service R.Nemeth (UVI) Taylor (UVI) Awarded $118,105 3/04 – 2/06 VI DPNR-DEP Territorial biological monitoring program of coral reefs and fishes within Category 1 watersheds R.Nemeth (UVI) Taylor (UVI) Awarded $156,924 10/03 – 9/06 VI DPNR-DEP Non-point Source Pollution Education. K- 12 education on St. Croix. Taylor (UVI) Awarded $86,111 3/03 – 3/05 NSF FSML (#DBI-0331552) Strengthening the Research and Educational Capabilities of the Virgin Islands Environmental Research Station, St. John US Virgin Islands. This funding leverages facilities and laboratory renovations funding in the NSF EPSCoR RII grant. R.Nemeth (UVI) Awarded $185,000 4/04 – 3/07 DOE Title III (#P031B020099) Enhancing student learning and faculty research productivity within the MacLean Marine Science Center. *Nominated as an Exemplary Title III project R.Nemeth (UVI) Awarded $140,000 NIH-SCORE Lobster Neurology Hall (UVI) Stewart (post-doc) Forte (post-doc) Awarded $348,102 for third year 6/03 – 5/07 NSF Regulatory Section or NIH RO1 Capacity of organisms to deal with gradual changes in environmental temperature, from the molecular and cellular level Hall (UVI) In development 20 DOI USGS VI WRRI Virgin Islands Water Resources Research Institute. Diversity of freshwater fish and invertebrates of St. Thomas watersheds and its relationship to water quality as affected by residential and commercial development. Targets for external funding: NSF CAREER 7/07 D.Nemeth (UVI) + Undergrads Awarded $17,960 3/06 – 3/07 21 Appendix C: New Incubator Research Projects Related to VI-EPSCoR Research Thrust Funding Source Research Project / Proposal Researchers Status VI-EPSCoR incubator Do coastal current patterns influence disease susceptibility and connectivity of populations of the endangered coral Acropora palmata in St. John and St. Thomas, US Virgin Islands Targets for external funding: NOAA Sea Grant-University of Puerto Rico (2/07), NSF BIO-OCE (8/07) Idrisi (UVI) T.Smith (UVI) Romano (UVI) Rogers (USGS) + Undergrads Awarded $32,982 Spr 06 – Sum 07 VI-EPSCoR incubator Coral Restoration on Reefs Dominated by Macroalgae: Is the Long-Spined Sea Urchin Diadema antillarium the Key to Success? Targets for external funding: NSF, USGS Sea Grant-University of Puerto Rico (02/07), NOAA, National Wildlife Foundation, The Nature Conservancy Walters (U Central Fl.) Turner (UVI) + Grad (UCF) + Undergrads Awarded $20,996 6/06 – Sum 07 VI-EPSCoR incubator Identification of Metabolic Markers for Bleaching in the Coral Porites astreoides Targets for external funding: NIH MBRS- SCORE (10/06), NOAA Sea Grant- University of Puerto Rico (2/07), NSF BIO- OCE (8/06) Sussman (U Wisc.) Nelson (U Wisc.) T.Smith (UVI) Awarded $19,955 Spr 06 – Sum 07 VI-EPSCoR incubator Pilot study to integrate the effects of watershed activity patterns and coastal processes on near-shore coral reefs Targets for external funding: NOAA Sea Grant-University of Puerto Rico (2/07), NSF BIO-OCE (8/07), DOI USGS VI WRRI (12/06) T.Smith (UVI) Idrisi (UVI) Devine (UVI) Thomas (UVI) Awarded $18,319 Spr 06 – Sum 07 VI-EPSCoR incubator Measuring Near-Shore Bulk Sea Temperatures Targets for external funding: NSF, NOAA D.Smith (UVI) Watlington (UVI) + Undergrads Awarded $14,500 Spr 06 – Sum 07 VI-EPSCoR incubator Biological Interactions at the Surface of Advanced Fouling-Release Marine Coatings Targets for external funding: Office of Naval Research, NSF, NIH, Other DOD branches Archibald (UVI) Turner (UVI) Awarded $25,000 Spr 06 - Sum 07 VI-EPSCoR incubator Symbiont diversity and population dynamics of coral reef sea anemones Targets for external funding: NSF, NOAA Chadwick (Auburn) Ratchford (UVI) Boulon (National Park) + Undergrads Approval pending $30,000 Spr 06 – Sum 07 VI-EPSCoR incubator Feasibility Study for a Fishermen- Based Coastal Pollution Monitoring Program in St. Thomas Olsen (St. Thomas Fishermen’s Association) Approval pending $19,240 22 Targets for external funding: NOAA Cooperative Research Program, National Marine Fisheries Service Marine Fisheries Initiative Program (MARFIN) + Fishermen Spr 06 – Sum 07 VI-EPSCoR incubator Using data mining tools to analyze Caribbean oceanographic data Targets for external funding: NOAA Sea Grant-University of Puerto Rico (2/07), NSF CISE Data, Inference and Understanding Cluster Boumedine (UVI) + Undergrads Approval pending $25,000 Spr 06 – Sum 07 23 Appendix D: VI-EPSCoR Personnel VI-EPSCoR Governing Committee Name Institution / Organization Frank Schulterbrandt Chairman of the Governing Committee and Executive Director, U.S. Virgin Islands Economic Development Authority LaVerne E. Ragster Co-Chair of the Governing Committee and President, University of the Virgin Islands (UVI) Lorraine Berry Senate President, U.S. Virgin Islands Legislature Donna M. Christensen U.S. Virgin Islands Delegate to Congress Noreen Michael Commissioner, Virgin Islands Department of Education Richard Moore CEO, Para Technology Roderick Moorehead Board of Directors Member, St. Croix Chamber of Commerce Richard Nemeth Principal Investigator, Biocomplexity of Caribbean Coral Reefs (BCCR) and Director, UVI Center for Marine & Environmental Studies (CMES) Dean Plaskett Commissioner, Virgin Islands Department of Planning and Natural Resources David Sharp CEO, Innovative Corporation Henry H. Smith VI-EPSCoR Project Director and Vice Provost for Research and Public Service, UVI Robert Stolz Division of Science and Mathematics, UVI Thomas Taylor Distinguished Professor of Ecology and Evolutionary Biology, University of Kansas Lee Williams Vice President for Research and Dean of the Graduate College, University of Oklahoma Biodiversity of Caribbean Coral Reefs (BCCR) Advisory Board Name Institution / Organization Richard Nemeth Principal Investigator, BCCR, and Director, CMES Elizabeth Gladfelter Woods Hole Oceanographic Institution Cecil A. Jennings Warnell School of Forestry and Natural Resource, University of Georgia Barbara Kojis Virgin Islands Department of Planning and Natural Resources-Division of Fish and Wildlife John McManus National Center for Coral Reef Research, University of Miami John C. Ogden Florida Institute of Oceanography Robert Richmond Pacific Biosciences Research Center-University of Hawaii at Manoa Caroline Rogers U.S. Geological Survey-Virgin Islands National Park Service Sandra Romano Division of Science and Mathematics, UVI Henry H. Smith VI-EPSCoR Project Director and Vice Provost for Research and Public Service, UVI Alina Szmant Center for Marine Science, University of North Carolina-Wilmington Roy Watlington Division of Science and Mathematics, UVI Meri Whitaker VI-EPSCoR Project Co-Director VI-EPSCoR Staff Name Institution / Organization Henry H. Smith VI-EPSCoR Project Director and Vice Provost for Research and Public Service, UVI Meri Whitaker VI-EPSCoR Project Co-Director Richard Nemeth Principal Investigator, BCCR, and Director, CMES Vanere Goodwin Graduate Program Coordinator, Mathematics for Teachers Under recruitment Graduate Program Coordinator, Marine and Environmental Sciences Eoghan Joyce Research Manager, BCCR Under recruitment Outreach Communications Manager, VI-EPSCoR Paul Butler-Nalin External Consultant, VI-EPSCoR Monitoring and Evaluation 24 Kaisa Prentice Program Specialist, VI-EPSCoR Marilyn Henderson Administrative Assistant, BCCR