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w Virgin Islands Office of the Lieutenant Governor

Division of Banking and Insurance



Kongens Gade No. 18, Charlotte Amalie, St. Thomas, USVI, 00802 « (340) 774-7166 » Fax (340) 774-9458



No. 1/2005



ORDER



WHEREAS, the Lieutenant Governor or his designee, as

Administrator of the Uniform Securities Act as set forth in 9 V.I.C. § 602(1)

and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1);

and



WHEREAS, in accordance with 9 V.I.C. § 642(e), the Administrator

may require that an examination, including an examination developed by an

organization of securities regulators, be successfully completed by

individuals required to be registered pursuant to the provisions of the

Uniform Securities Act.



NOW, THEREFORE, the premises having been considered as set

forth above, and the Administrator having found that this Order, in concert

with 9 V.I.C. § 665(b), is necessary or appropriate in the public interest and



is consistent with the purposes of the Uniform Securities Act; it is hereby


(i)



Certified Financial Plaririe —-csssmsemmmmee=— y~



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Certified Financial Planner [ge Oa



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(ii)



Chartered Financial Consu. Gee



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American College



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(iii)



Personal Financial Specie [age



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CPzE—



American Institute of Certi fame



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(iv)



Chartered Financial Analx =— +



Institute of Chartered Finan <———



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(v)



Chartered Investment Cout—a ——————__



Investment Counsel Associ === ggg



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On of _—_—2



FURTHER ORDERED that a duly gre —ae-—=awe teq ox —



the NASD, the New York Stock Exchange o=—



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passing grade for the examination requirements



Dated this /? “day of February 2005



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MTB.



Lh hh beter



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Director



Deverita Catty S @ ae _—ae



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Designee of = t Bae ee



Lieuter—=



Securities Admire & = fra



tor



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