%G Virgin Islands



Office of the Lieutenant Governor



' Division of Banking and Insurance



Kongens Gade No. 18, Charlotte Amalie, St. Thomas,



USVI, 00802 » (340) 774-7166 « Fax (340) 774-9458



No. 6/2005



ORDER



WHEREAS,



the Lieutenant



Govemor



or his



designee,



as



Administrator of the Uniform Securities Act as set forth in 9 V.LC. § 602(1)



and § 661(a),



may issue forms and orders pursuant to 9 V.ILC. § 665(a)(1);



and



WHEREAS, 9 VLC. §§ 633, 634, 635,



and 636 provide



requirements for the registration of investment advisers, investment adviser



representatives, and the notice filing of federal covered investment advisers.



NOW, THEREFORE, the premises having been considered as set



forth above, and the Administrator having found that this Order, in concert



with 9 V.LC. § 665, is necessary or appropriate in the public interest and is



consistent with the purposes of the Uniform Securities Act; it is hereby



I, A .urm U4 and all information and exhibits required by

such form;



2. A filing fee of $50.00;



3. Satisfactory evidence of (i) a passing score by the

applicant on the appropriate examinations or (ii) other

professional eligibility criteria; and



4. Such other information as the Administrator may request

of a particular applicant to determine eligibility for

registration, and it is



FURTHER ORDERED that a person acting as a Tederal covered _

investment adviser, that is required to file notice pursuant to 9 V.LC. §



635, shall submit to the Division of Banking and Insurance the following:



1, A Form ADV, and all information and exhibits required

by such form, as submitted to the SEC;



2. A Consent to Service of Process Form;



Gu

+ 3. An initial notice fee of $200-00; and



4. Any financial or other information that the Administrator

deems appropriate.



“7,

; thy

Dated this /O day of February 2005 at St.Thomas, U,S. Virgin Islands.

: 8



, - .



Deverita Cérty Sturdivant

Director

Designee of the Lieutenant Governor/



Securities Administrator

Pursuant to Act 6727 enacted on March 5, 2005,



Cc.