wj Virgin Islands Office of the Lieutenant Governor



Division of Banking and Insurance



Kongens Gade No. 18, Charlotte Amalie, St. Thomas, USVI, 00802 » (340) 774-7166 » Fax (340) 774-9458



No. 8/2005



ORDER



WHEREAS, the Lieutenant Governor or his designee, as

Administrator of the Uniform Securities Act as set forth in 9 V.LC. § 602(1)

and § 661(a), may issue forms and orders pursuant to 9 V.LC. § 665(a)(1);

and



WHEREAS, 9 V.LC. § 641(a)and(e) authorizes the Administrator to

establish minimum financial requirements, as well as attendant bonding

requirements if applicable, for all broker-dealers and investment advisers

registered or required to be registered pursuant to the Uniform Securities

Act.



NOW, THEREFORE, the premises having been considered as set

forth above, and the Administrator have found that this Order, in concert

with 9 V.LC. § 665, is necessary or appropriate in the public interest and is



consistent with the purposes of the Uniform Securities Act; it is hereby


Order No. 8



3. The investment adviser is in compliance with any bonding

requirement in the state in which it maintains its principal place

of business.



Le

Dated this /7 day of February 2005 at St. Thomas, U. S. Virgin Islands.



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‘ . _

Leet tea Zi,



Deverita Carty Sturdivant

Director



Designee of the Lieutenant Governor/

Securities Administrator